The U.S. Securities and Exchange Commission (SEC) just made a game-changing move for capital raisers utilizing Rule 506(c) ...

For companies seeking to raise capital without the complexities and costs of a public offering, Regulation D under the ...

Corp Fin has just issued a slew of new and revised CDIs regarding the Securities Act and related rule and forms—primarily Reg A and Reg D. Some ...

Accredited investors are individuals and entities that are allowed to trade high-risk financial products that are not registered with the SEC and are subject to less regulation than publicly ...

SEC Rule 506 of Regulation D states these investors ... to an unlimited number of accredited investors, but only up to 35 sophisticated investors. While the definition of a sophisticated investor ...

Brad Sherman, D-Calif., the top Democrat on the subcommittee, also advocated for updating the accredited investor ... the definition to include anyone the commission “determines, by regulation ...

Accredited investors must meet ... in contexts such as private placements under Regulation D, where issuers may accept sophisticated investors if they can demonstrate their financial literacy.