The U.S. Securities and Exchange Commission (SEC) just made a game-changing move for capital raisers utilizing Rule 506(c) ...

Accredited Investors are a class of investors whose purchases are exempt from certain SEC registration requirements. Rule 501 of Regulation D lists eight categories of investors that qualify as ...

The Securities and Exchange Commission (SEC) has issued a no-action letter providing new interpretive guidance on the verification of ...

Accredited investors are individuals and entities that are allowed to trade high-risk financial products that are not registered with the SEC and are subject to less regulation than publicly ...

SEC Rule 506 of Regulation D states these investors ... to an unlimited number of accredited investors, but only up to 35 sophisticated investors. While the definition of a sophisticated investor ...

Accredited investors must meet ... in contexts such as private placements under Regulation D, where issuers may accept sophisticated investors if they can demonstrate their financial literacy.

Brad Sherman, D-Calif., the top Democrat on the subcommittee, also advocated for updating the accredited investor ... the definition to include anyone the commission “determines, by regulation ...