Ask about license and experience ... don't need or want to meet with your financial advisor every month. But it's not a bad idea to have quarterly check-ins so you can review your progress and ...

"A quick Google search is always a good final check." Staying Informed with Financial Disclosures Reviewing your advisor's disclosures shouldn't be a one-time event. Make a habit of checking for ...

The Series 65 exam is a ticket to entry for aspiring investment advisor representatives who want to be able to give clients financial and ... long does the Series 65 license last?