As a follow-up to our prior discussion in this area, this article addresses a recent exemption issued to the New York Stock Exchange ("NYSE") by ...

StraightPath Venture Partners, LLC and PMAC Consulting have recently reached settlements with the US Securities and Exchange ...

Accordingly, unregistered broker-dealers are well advised to remain hypervigilant with respect to engaging in activities that could necessitate registration as a broker-dealer under the 34 Act.

Nigerian investment platform, Risevest has acquired a U.S. broker-dealer license through its affiliate, Risevest Financial Securities Limited. After Bamboo, the development has made the platform the ...

A Bahamian broker/dealer has been placed in Supreme Court-supervised liquidation amid fears it is almost $11m insolvent and unable to fully repay clients what they are owed. Sir Ian Winder, the chief ...

Dubai’s latest crypto license clears the way for the layer-1 blockchain to launch unique DeFi services and products ...

Rowland Marcus Andrade, founder of the AML Bitcoin cryptocurrency, has been convicted of wire fraud and money laundering in ...

The United States Securities and Exchange Commission has voluntarily withdrawn its appeal against a Texas federal court ruling that struck down its broker-dealer rule that sought to expand ... and ...

Crypto.com revealed on March 14 that it has acquired a limited license from Dubai’s Virtual Asset Regulatory Authority to ...