Marc Rogers, Founder/CEO of Producers Prospect, is a financial advisor, coach and industry leader with over 20 years of ...

Ask about license and experience ... don't need or want to meet with your financial advisor every month. But it's not a bad idea to have quarterly check-ins so you can review your progress and ...

"A quick Google search is always a good final check." Staying Informed with Financial Disclosures Reviewing your advisor's disclosures shouldn't be a one-time event. Make a habit of checking for ...

The Series 65 exam is a ticket to entry for aspiring investment advisor representatives who want to be able to give clients financial and ... long does the Series 65 license last?