The Securities Act of 1933 is a United States federal statute enacted in response to the stock market crash of 1929 and the ensuing Great Depression. The Act has two primary purposes: 1 ...
Statute of Limitations refers to a statute that sets the time period during which a legal claim can be brought. Most statute of limitations laws require individuals to sue at some point during a ...
The rules listed below, unless otherwise noted, are Word documents.
The private placement of the warrants and the underlying shares will be made in reliance on an exemption from registration under Section 4(a)(2) of the Securities Act and/or Regulation D thereunder.
The shares of common stock, pre-funded warrants and warrants described above were offered in a private placement under Section 4(a)(2) of the Securities Act of 1933, as amended (the “Act”) and ...
Company Expands Exports to Overseas Medical Cannabis Market with Top-Selling Pink Kush Cultivar –VANCOUVER, British Columbia, ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation ...
The securities discussed have not been registered under the United States Securities Act of 1933 and, as such, may not be offered or sold within the United States absent registration or an ...
Kojamo plc has today completed the issue of EUR 500,000,000 senior unsecured green bond (the " Notes ”) under its EMTN programme. The maturity of the euro-denominated Notes is 7 years, and the ...
has imposed a penalty of Rs 10 lakh on Axis Securities for violating stockbroker rules and other regulatory norms. The brokerage firm has been directed to pay the fine within 45 days, as per an ...
Sebi has fined Axis Securities Rs 10 lakh for regulatory breaches, including misreporting and client fund mishandling. The penalty, stemming from an inspection covering April 2021 to November 2022 ...
Around eight years since the judgment of the Supreme Court of India, in Justice K.S. Puttaswamy (Retd) vs Union Of India, upholding the fundamental right to privacy, the state of privacy law in ...
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