Mission - SEC.gov
At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and ...
About - SEC.gov
2024年6月29日 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.
SEC.gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
Securities and Exchange Commission | SEC Overview & Purpose
2023年11月21日 · The Securities and Exchange Commission (SEC) was founded in 1934 after being authorized by the Securities and Exchange Act of 1934, with the primary goal of protecting investors.
SEC.gov | Special Purpose Acquisition Companies (Withdrawn) …
2020年12月22日 · This guidance is not a rule, regulation, or statement of the Securities and Exchange Commission. Further, the Commission has neither approved nor disapproved its content. This guidance, like all staff guidance, has no legal force or effect: it does not alter or amend applicable law, and it creates no new or additional obligations for any person.
SEC.gov | Statutes and Regulations
securities of municipal, state, and federal governments. By exempting many small offerings from the registration process, the SEC seeks to foster capital formation by lowering the cost of offering securities to the public. Securities Exchange Act of 1934. With this Act, Congress created the Securities and Exchange Commission.
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 229, 230, 232, 239, 240, and 249 [Release Nos. 33-11265; 34-99418; IC-35096; File No. S7-13-22] RIN 3235-AM90 Special Purpose Acquisition Companies, Shell Companies, and Projections AGENCY: Securities and Exchange Commission. ACTION: Final rules; guidance.
Special Purpose Acquisition Companies, Shell Companies, and …
2025年1月15日 · The Securities and Exchange Commission (“Commission”) is adopting rules intended to enhance investor protections in initial public offerings by special purpose acquisition companies (commonly known as SPACs) and in subsequent business combination transactions between SPACs and private operating companies (commonly known as de-SPAC transactions).
Doing Business with the Securities and Exchange Commission (SEC) PURPOSE: The purpose of this document is to maximize industry awareness of doing business with the SEC. MISSION: The mission of the U.S. SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. OVERVIEW: The SEC was established ...
SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 11339 / December 12, 2024 SECURITIES EXCHANGE ACT OF 1934 Release No. 101898 / December 12, 2024 ADMINISTRATIVE PROCEEDING File No. 3-22348 In the Matter of CANTOR FITZGERALD, L.P., Respondent. ORDER INSTITUTING CEASE-AND-DESIST …